Legal and Regulatory Trump Meets Advisers on CLARITY Act Before Tuesday VoteSeptember 14, 2026 Summary Trump met advisers Friday to negotiate the CLARITY Act’s ethics language. The Senate holds a cloture vote Tuesday that…
Legal and Regulatory SEC Fines 16 Broker-Dealers and Investment AdvisersFebruary 11, 2024 The Securities and Exchange Commission (SEC) has taken decisive action against 16 financial firms, including major players like Guggenheim and…
Market FTX Advisers Disclosed Customer Data After FBI SubpoenasNovember 3, 2023 FTX advisers Alvarez & Marsal (A&M) sent information on FTX customer trades to at least five field offices of the…
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