Browsing: Commingling

Legal and Regulatory

SEC sues Kraken over unregistered exchange operations, commingling of funds

November 21, 2023

The U.S. Securities and Exchange Commission (SEC) said on Nov. 20 that it has filed charges against the cryptocurrency exchange…

Security and Privacy

CFTC Charges Couple for Running Illegal Crypto Pool and Commingling With Personal Funds

July 26, 2023

The Commodity Futures Trading Commission (CFTC) has filed a complaint against a Tennessee couple for allegedly defrauding over 100 people…