Browsing: FINRA
Securitize has received approval from FINRA’s Continuing Membership Application (CMA) to expand its broker-dealer activities, becoming the first broker-dealer approved…
The U.S. Securities and Exchange Commission on Tuesday approved FINRA’s proposed rule change eliminating the Pattern Day Trader designation, the…
Four Republican members of the U.S. House Committee on Financial Services are expressing concern over the U.S. Securities and Exchange…
A US regulatory organization says that 70% of all crypto communications potentially contain violations of current regulations. In a new…
The Financial Industry Regulatory Authority granted Prometheum Ember Capital the ability to offer clearing and settlement services in a move…
Financial Services Republicans, led by Chairman Patrick McHenry (NC-10), are inquiring with regulatory agencies regarding the recent approval of Prometheum…
Prometheum subsidiary Prometheum Ember Capital has received approval from the Financial Industry Regulatory Authority (FINRA) as a special purpose broker-dealer…
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U.S.…
